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                    <name xml:id="whalen">Robert Whalen</name>
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                <date>Fall 2025</date>
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            <head rendition="#bold #times"><hi rendition="#italic">1 Henry IV</hi>, Act 4</head>
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                <head rendition="#bold #times">Act 4: Falstaff’s rising fall 1</head>
                <p rendition="#times #plain">Note that the tavern world is entirely absent in Act 4,
                    though its chief remnant, Falstaff, does make an appearance in 4.2 along with
                    Hal who also is mostly absent. But this brief encounter between the prince and
                    his tavern companion is not to be ignored.<lb/><lb/></p>
                <p rendition="#times #plain">I want to pause here to offer some observations about
                    Shakespeare’s greatest comic figure. Though unique, the character of Falstaff
                    nevertheless is a combination of well-known dramatic types: <list
                        type="numbered">
                        <item rendition="#times #plain">Vice: In the fifteenth- and early
                            sixteenth-century religious plays (predecessors to the secular tradition
                            born in Shakespeare’s day), the Vice character was an allegorical figure
                            representing one or several of the &#8220;seven deadly
                            sins&#8221;&#x2014;avarice (greed), lechery (lust), gluttony, pride,
                            envy, sloth, wrath (anger). Falstaff certainly exemplifies a few of
                            these.</item>
                        <item rendition="#times #plain">Mock-Puritan: A very complex term,
                            &#8220;puritan&#8221; might best be defined as a Christian highly
                            self-conscious about his religious devotion. Falstaff’s language
                            sometimes makes fun of the puritan tendency to lace speech with
                            religious references, Bible quotations, and the like. (See, for example,
                            1.2.79-91 or 3.3.5-19.) Falstaff’s &#8220;holy&#8221; speech is a
                            mockery of the real thing, not least because religious devotion is about
                            the last thing on his mind.</item>
                        <item rendition="#times #plain"><hi rendition="#italic">Miles
                            gloriosus</hi>: A Latin phrase meaning &#8220;boastful soldier,&#8221;
                            this is a character who brags and lies about his military exploits but
                            who in reality has no stomach for battle.</item>
                        <item rendition="#times #plain">Fool: The fool offers comic relief and is
                            often the butt of jokes. But the fool in Shakespeare is without
                            exception a wise and insightful character, often knowing more about the
                            other characters than the characters know themselves. </item>
                    </list><lb/><lb/></p>
                <p rendition="#times #plain">I’d like us to concentrate on these latter two aspects
                    of Falstaff’s character, for they are most prominent in the final two acts.
                    <lb/><lb/></p>
                <p rendition="#times #plain">Recall that Richard paradoxically rises in eminence as
                    a compelling character even as his political fortunes are in decline. Indeed,
                    his greatest achievement as a thinker and poet is the prison soliloquy just
                    before he is ignominiously slain. Falstaff similarly becomes more fascinating
                    when his power and influence with the Prince of Wales is on the wane.
                    <lb/><lb/></p>
                <p rendition="#times #plain">Look now at 4.2.11-45, the first of several prose
                    soliloquies offered by Falstaff in the play’s final acts. This one is the
                    &#8220;king’s press&#8221; soliloquy. Hal has secured for Falstaff an officer’s
                    position in his father’s army as well as the authority (and money) to
                    &#8220;press&#8221; into service (i.e., to recruit) soldiers of his choosing.
                    What does he do with this power? He begins by recruiting only inexperienced but
                    well-off gentry, men who are rather comfortably middle-class, and then releases
                    them from duty in exchange for bribes&#x2014;they have &#8220;bought out their
                    services&#8221; (21-22). Having thus kept the press money and earned more
                    through extortion, Falstaff then recruits men of little means&#x2014;including
                    the unemployed; &#8220;younger sons to younger brothers&#8221; (27), i.e., the
                    second-born sons of second-born sons who receive no family inheritance (because
                    it all went to the first-born); and ex-prisoners who are so destitute that they
                    look like corpses cut down from the &#8220;gibbets&#8221; (35) and who stagger
                    in their marching because they’re accustomed to wearing ankle irons or
                    &#8220;gyves&#8221; (37-39).<lb/><lb/></p>
                <p rendition="#times #plain">This is despicable behaviour, yes? What is likely to
                    happen to these poor fellows in battle? As Falstaff says a few lines later, they
                    are &#8220;good enough to toss, food for powder, food for powder. They’ll fill a
                    pit a well as better&#8221; (62-63). Now, before we simply condemn Falstaff for
                    callous cruelty, we might consider his behaviour a trenchant critique of the
                    social dimension of the war. After all, of what benefit is the war to the vast
                    majority of soldiers who will die in it? What is the just cause of this war?
                    Well, it’s Henry’s effort to consolidate his power, to prevent his
                    usurped-from-Richard throne from being usurped in turn (by the Percy rebellion).
                    This is a good cause, yes, and worth dying for? In calling the king’s soldiers
                    mere &#8220;food for powder,&#8221; is not Falstaff just saying aloud what is
                    true but what Hal and Henry would never openly admit? Many will die this day and
                    &#8220;fill a pit&#8221; so that Henry rather than Mortimer will be king. What
                    care the lowly soldiers whether Henry or Mortimer or Richard is King? What
                    difference will it make for them? Will not the poor continue to be poor,
                    regardless of who’s in charge? <lb/><lb/></p>
                <p rendition="#times #plain">Examine the rest of this brief encounter between
                    Falstaff and Hal. Falstaff’s remark at lines 67-69 implies that someone IS
                    responsible for widespread poverty and suffering, or at least for not doing more
                    to alleviate it&#x2014;i.e., the king! And yet Harry will not let Falstaff get
                    away with this. His response (70-71), to paraphrase, is &#8220;Don’t you dare
                    pretend to speak for the poor, you bleeding-heart liberal. You’re fat and
                    comfortable. What do you know of poverty?&#8221; <lb/><lb/></p>
                <p rendition="#times #plain">This exchange raises one of the central questions about
                    this play: whether it is an endorsement or rather critique of the House of
                    Lancaster’s rise to power. These, after all, are Elizabeth I’s ancestors. Is the
                    play a celebration of the history it documents, or is it in any way critical of
                    Henry and Hal and the status quo they represent? Another way of asking the same
                    question: how would Shakespeare have us regard Falstaff?</p>
            </div>
            <closer rendition="#times">&#169;Robert Whalen, 2025</closer>
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